File #: 23-1252    Version: 1 Name:
Type: Special Presentation Status: Passed
File created: 9/7/2023 In control: Auditor-Controller
On agenda: 10/17/2023 Final action: 10/17/2023
Title: 1:00 PM - Presentation of Fiscal Year 2020-21 Audit
Attachments: 1. Staff Report, 2. Humboldt 2021 Final Report - Signed, 3. 2021 County of Humboldt Single Audit Report, 4. Humboldt 2021 Governance Communication Letter - Signed, 5. Humboldt 2021 Management Communication - Signed, 6. FY 20-21 Corrective Action Plan

To: Board of Supervisors

From: Auditor-Controller

Agenda Section: Time Certain Matter

Vote Requirement: Majority

SUBJECT:
title
1:00 PM - Presentation of Fiscal Year 2020-21 Audit
end

RECOMMENDATION(S):
Recommendation
That the Board of Supervisors:
1. Receive and file the audit reports prepared by CliftonLarsonAllen LLP (CLA), regarding the financial statements of the County of Humboldt for the fiscal year ended June 30, 2021.

Body
SOURCE OF FUNDING:
General Fund

DISCUSSION:
CliftonLarsonAllen LLP has completed the audit of the financial statements of the County of Humboldt for the fiscal year ended June 30, 2021, and has issued its reports dated August 31, 2023. Those reports include the "Financial Statements" (Attachment 1), the "Single Audit Report" (Attachment 2), the "Governance Communication Letter" (Attachment 3), and the "Management Letter" (Attachment 4). Copies of the Financial Statements" and the "Single Audit Report" have been distributed to the appropriate state and federal agencies in compliance with the Federal Single Audit Act and the California (CA) State Controller's Office mandates. The draft audit and financial statements were provided to the Audit Committee for review. CLA will present the reports to your Board and answer questions.

The Single Audit Report Schedule of Findings includes six findings, this is two less than the prior year. There were five financial statement findings and one federal award finding. The first five of the findings are "Material Weakness in Internal Control over Financial Reporting" and the other finding is "Significant Deficiency in Internal Control over Compliance". Five of the six findings are repeat findings from prior fiscal years. In response to the findings, the Auditor-Controller has submitted an action plan (Attachment 5). The action plan sets forth corrective actions based on the recommendations of CLA and is required to be included with the single audit submission.

Section 2525...

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